Is your #RIA firm juggling too much? With recent events like the Crowdstrike outage, #cybersecurity is more critical than ever. The SEC is stepping up to protect investors. Learn more: smart-ria.com/blog/how-rias-…

The @DynastyFP team spends just 2-5 hours a week maintaining their #compliance program with Smartria. 🤯 If you're spending more time than that, let's talk! Boost your efficiency—book a demo today: smart-ria.com/schedule-your-… #ComplianceTech

Say goodbye to outdated compliance methods. Our innovative platform is designed to make compliance management simpler, faster, & more effective. Want to learn more? Join our live #demo to see how Smartria can transform your #compliance strategy! 🚀 hubs.li/Q02BpS7K0

Don't miss this one. It's time to update Form U4. Download our 2024 Compliance Calendar today and never miss a deadline: hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

It's time to test your disaster recovery plan. ⏰ Stay audit-ready and make sure you download our 2024 Compliance Calendar! hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

Ensure you're audit-ready with our "Always Audit Ready" newsletter. Monthly insights, reminders and tips for compliance minded RIAs. Sign up here: go.smart-ria.com/compliance-… #Compliance #Newsletter #SignUp

Curious how #RIAs are using Smartria to simplify their workflows? Check out @DynastyFP, a key player in The Era of Independence™, leveraging Smartria for #compliance awareness across their team. Ready to streamline your own compliance? Book a demo today: smart-ria.com/schedule-your-…

Ensure your organization remains compliant. Download our 2024 Compliance Calendar today and never miss a deadline: hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

We've got your back! 💪 Stay audit-ready and make sure you download our 2024 Compliance Calendar! hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

In August, 26 financial firms received $363 million in fines from the SEC for violating the New Marketing Rule. In our latest blog post, we’re sharing more about these recent penalties plus three things you can do to boost your compliance efforts today. bit.ly/3MEymGr

July’s #Crowdstrike outage was a wake-up call for those who rely on 3rd party systems—including RIAs & other financial professionals. Here's a reminder on how your firm can prioritize #cybersecurity to appease evolving regulations & protect client data. bit.ly/3XmR1vn

Stay informed. Stay Trusted. 📧 Download our 2024 Compliance Calendar today and never miss a deadline: hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

🏆 Excited to share that we won a #Wealthie last night. 🙌 Thank you @wealth_mgmt for this incredible honor! #wealthmanagementindustryawards #Wealthies

Ready to fall back into your compliance groove? 📅 🍎 Our free 2024 #ComplianceCalendar ensures you navigate the regulatory waters this month. From email reviews to vendor due diligence, let's ensure your regulatory obligations are met without a hitch. hubs.li/Q02lpRWV0

Did you miss the latest edition of our Always Audit Ready #newsletter? Well, we've got you covered...check it out here: bit.ly/3TeFb5l And if you want to keep your finger on the #compliance pulse, sign up here to get on the list: hubs.li/Q02tZ6b20

Keep partnerships with vendors and service providers strong and compliant! Stay audit-ready and make sure you download our 2024 Compliance Calendar! hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

Ensure transparency and trust. 🤝 Download our 2024 Compliance Calendar today and never miss a deadline: hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

Stressed out by the new SEC marketing rule? You're not alone. With changes like this, come an immediate need to update and revise your firm’s current compliance policies & procedures. Learn how Smartria takes the weight of #compliance off your shoulders. bit.ly/3X3g5rp

🔒 Secure your organization against cyber threats and ensure compliance. Stay audit-ready and make sure you download our 2024 Compliance Calendar! hubs.li/Q02lpRWV0 #ComplianceCalendar #Smartria #compliance

Join us next week for a #webinar on mastering the SEC Marketing Rule! @jpatrickhunt hosts @dianacabrices & Brian Thorp from @wealthtender, helping #RIAs maximize the marketing rule while staying compliant. 📅 Thursday, August 29 at 1 PM ET Register now: bit.ly/4diCMOK