
#Risk & #Violation Analytics for #Regulatory Surveillance #FinTech #RegTech #Compliance
Irvine, CA
Joined December 2015
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We’re 1 of 8 #FinTech startups demoing @FinTechSandbox #SandboxDemoDay on Nov 1st in Boston! Check out our demo: bit.ly/2de0vH1
#finserv #compliance The Charles Schwab Corporation (SCHW) Analysts See $0.53 EPS - 5,791 were accumulated by Sns Financial Group Inc. Natl Insur Tx has invested 0.63% in The Charles S ow.ly/dhPV50gXAzC
#finserv #compliance Total Economic Impact of AlienVault USM Threat Detection Platform Revealed - It doesn't take a specialized resource to do that,” said a CEO of a financial services company inter ow.ly/PNM650gXsa4
#finserv #compliance BLR's Safety Culture Conference Returns September 12–14, 2018 with the Latest Motivators ... - Serving a range of industries—including financial services, health care, human capital management, a ow.ly/d2tJ50gXhbU
#finserv #compliance OECS countries continue struggle for removal from EU blacklisting - Sharlene Shillingford-McKlmon, Charge d'Affairs, ECS Embassy, Brussels said OECS Member States have ow.ly/Ynq850gWMyy
#finserv #compliance Regtech Platform Launches For ICOs: 'We Are On A Mission To Build A Better Capital Market' - Alicandro, an attorney and former general counsel at the New York hedge fund MANA Partners, brings e ow.ly/x9Jm50gWGSn
#finserv #compliance Atmosera Enterprise Cloud Security and Compliance Adoption Increases as Market Favors Cloud ... - “Staying abreast of all possible IT-related threats, and the means to counter them, has become param ow.ly/TyO550gWyJc
#finserv #compliance LexisNexis Risk Solutions Anti-Money Laundering Solution Wins Top Award in Asia - "Financial institutions doing business across Asia remain under constant pressure to comply with AML ow.ly/lBmD50gW7Gg
#finserv #compliance Financial Industry'S 'Check' On Exceeding Eu Demands - Compliance with BEPS is one of the three criteria being used by the EU to determine whether countrie ow.ly/7hAC50gVQ2R
#finserv #compliance Snoop Dogg venture firm secures $45 million investment for cannabis businesses - As the firm explains on its site, “the ancillary ecosystem is commonly referred to as not touching t ow.ly/QRcf50gVO9G
#finserv #compliance D3 Security Named Best Security Automation Solution by the 2018 ISPG Global Excellence Awards® - For example, D3's financial services application builds upon its automation and orchestration capabi ow.ly/LThR50gVzjf
#finserv #compliance Fieldfisher Significantly Expands Condor with Integreon: Robust Alternative Legal Services ... - “By partnering with Condor, Integreon is able to help global companies meet their burgeoning complia ow.ly/Gb7E50gVxkt
#finserv #compliance QuisLex Executives to Present “Lunch & Learn” Session on Hot Button Issues in eDiscovery at ... - “SIFMA has provided enormous value to the financial services industry for generations and I congratu ow.ly/AhjE50gVhCC
#finserv #compliance How will fair banking fare? - Expect 2018 to provide some new twists and turns on the path to fair-lending compliance. ... For 201 ow.ly/Fy4i50gURZm
#finserv #compliance Washington Financial Group Adds Educational Content to Website - Washington Financial Group (WFG), a provider of retirement plan and wealth management services, laun ow.ly/7cqI50gULjW
#finserv #compliance British Regtech: Innovative and Secure Solutions - British regtech companies lead the way in regulation and compliance solutions, while remaining secur ow.ly/TfYV50gUDmV
#finserv #compliance FTD Companies, Inc. Announces Delay in the Release of its Fourth Quarter and Full-Year 2017 ... - Due to the time and attention required as the Company pursues the financing initiatives described ab ow.ly/Sh1i50gUB17
#finserv #compliance California Employers & HR Professionals to Access Breaking State Regulatory Updates ... - Simplify Compliance helps its customers learn, comply, and succeed by providing mission-critical reg ow.ly/2w3b50gUp1Y
#finserv #compliance Willdan Group (WLDN) vs. UniFirst (NYSE:UNF) Head to Head Comparison - The Public Finance Services segment offers district administration, financial consulting, and federa ow.ly/1F4J50gU5iY
#finserv #compliance Regional parliament seeks updates on implementation of common currency - The East African Legislative Assembly has tasked the East African Community Council of Ministers, th ow.ly/ZvIY50gTyU7
#finserv #compliance Capstone Investment Advisors Has Upped By $4.36 Million Its Goldman Sachs Group (Call) (GS ... - Issuer Direct Corporation provides disclosure management solutions, shareholder communications tools ow.ly/6Gyx50gTmpA