Kathleen Hawk (@kathawk) header
Kathleen Hawk (@kathawk) profile picture

Kathleen Hawk

@kathawk

business/life/mind strategy

Joined August 2008
  • Tweets353
  • Following424
  • Followers71
5Media
Photo by Kathleen Hawk (@kathawk)Photo by Kathleen Hawk (@kathawk)Photo by Kathleen Hawk (@kathawk)Photo by Kathleen Hawk (@kathawk)
Untangling five years of investor "miscommunication"... BofAML's Fake Trade Reports: Governance Breakdown? finops.co/?p=4684 #Fraud #transparency #Compliance
Image from Finops Report (@finopsreport)
6
1
2
How do you stop the "wash cycle" in crypto money laundering? Read about it here. Crypto Laundering: #AML Regs Tighten finops.co/?p=4665 #bitcoin #cryptocurrency #KYC
Image from Finops Report (@finopsreport)
5
1
2
Kathleen Hawk retweeted
Finops Report (@finopsreport) profile picture
Finops Report@finopsreport1 Jun 2018
Do the custodial rules of the Investment Advisers Act of 1940 apply to crypto-funds? If so, what are the options? Custody: Unchartered Waters for Digital Assets finops.co/?p=4636 #cryptocurrency #bitcoin #custodian – at New York, USA
Image from Finops Report (@finopsreport)
5
7
7
Cryptocurrency: Next Frontier for Cost-Basis Reporting finops.co/?p=4590 #bitcoins #tax #Crypto – at New York, USA
Image from Finops Report (@finopsreport)
3
Cybersecurity and GDPR: the Budget Battles finops.co/?p=4581 #Compliance #privacy #Hacking ##fraud
Image from Finops Report (@finopsreport)
2
Kathleen Hawk retweeted
Finops Report (@finopsreport) profile picture
Finops Report@finopsreport6 Apr 2018
SEC 12b-1 Fee Amnesty: Costly Ops Work finops.co/?p=4567 #fiduciary #RIA #funds
Image from Finops Report (@finopsreport)
2
Kathleen Hawk retweeted
Finops Report (@finopsreport) profile picture
Finops Report@finopsreport2 Apr 2018
Unclaimed Checks: Delaware on the Hunt Again? finops.co/?p=4552 #SupremeCourt #escheat
Image from Finops Report (@finopsreport)
2
1
FINRA Rule 4210: Managers Beware of Margin Calls finops.co/?p=4540 #collateral #TBA #Funds
Image from Finops Report (@finopsreport)
4
2
1
Kathleen Hawk retweeted
Dalai Lama (@DalaiLama) profile picture
Dalai Lama
@DalaiLama12 Mar 2018
In today’s materialistic world there is a risk of people becoming slaves to money, as though they were simply cogs in a huge money-making machine. This does nothing for human dignity, freedom, and genuine well-being. Wealth should serve humanity, and not the other way around.
1,179
31,788
1,499
83,969
FINRA New Ops Certification: Two Exams Better? finops.co/?p=4529 – at New York, USA
Image from Finops Report (@finopsreport)
2
1
1
Kathleen Hawk retweeted
Finops Report (@finopsreport) profile picture
Finops Report@finopsreport2 Mar 2018
You've Been Hacked! What Do You Say?' finops.co/?p=4519 #CyberSecurity #Investors #Compliance – at New York, USA
Image from Finops Report (@finopsreport)
1
6
5
KYC: Beneficial Owner Rules Looming finops.co/?p=4504 #AML #Sanctions #fraud – at New York, USA
Image from Finops Report (@finopsreport)
3
US T+1 Settlement: Not So Fast finops.co/?p=442 #tplus2 #DTCC #trading – at New York, USA
Image from Finops Report (@finopsreport)
2
1
Kathleen Hawk retweeted
Finops Report (@finopsreport) profile picture
Finops Report@finopsreport2 Feb 2018
SEC to Fund Administrators: No Proof, No NAV finops.co/?p=4476
Image from Finops Report (@finopsreport)
2
Central Clearing for US Treasuries: Pipedream or Reality? finops.co/?p=4459 #DTCC – at New York, NY
Image from Finops Report (@finopsreport)
2
FINRA to Broker-Dealers: Are You Liquid Enough? finops.co/?p=4453 #SecLending #liquidity – at New York, NY
Image from Finops Report (@finopsreport)
2
1
1
OTC ISINs: Few Users Pay Much More finops.co/?p=4443 #MiFIDII #ESMA #derivatives – at New York, NY
Image from Finops Report (@finopsreport)
2
Love Taxes, Operations: Be a Tax Ops Director finops.co/?p=4412 #FATCA #IRS #KYC – at New York, NY
Image from Finops Report (@finopsreport)
3
D.C. Circuit rejects industry lawyer's claims that deadly silica dust is harmless because 'people are built to deal with dust.' That lawyer, Bill Wehrum, is now top EPA official in charge of carrying out Clean Air Act. Takes your breath away.
Image from David Doniger (@DavidDoniger)
7
205
14
169
New Year's Message: Pay More for OTC ISINs? finops.co/?p=4412 #MIFID2 #derivatives #swap – at New York, NY
Image from Finops Report (@finopsreport)
2
1
Load more