The Hub of Securities Enforcement. Covers SEC, criminal, global, and more. Newsletter: https://xitter.cf/t.co/0j189hxnJr
Washington, DC
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Read the Daily Update from Securities Docket for October 23, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 22, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 21, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 20, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 19, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 15, 2026.
securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 9, 2026. securitiesdocket.beehiiv.com…
Read the Daily Update from Securities Docket for October 8, 2026. securitiesdocket.beehiiv.com…
"Securities Enforcement State of Play - What is Actually Going On (and What is Not) at the SEC, DOJ, and Elsewhere"
Panelists:
Steven Peikin, Partner, Sullivan & Cromwell
Sarah Heaton Concannon, Partner, Quinn Emanuel
Brian Kowalski, Partner, Latham & Watkins
Cicely LaMothe, Partner, AlixPartners
Gerry Moody, Partner, Akin Gump
Tejal Shah, Partner, Cooley
Securities Enforcement Forum D.C. 2026. November 17, 2026. The Mayflower Hotel. For more information, visit docketevents.com.
Read the Daily Update from Securities Docket for October 7, 2026. securitiesdocket.beehiiv.com…
"Back to the Future: A Look at Past Crises and Scandals with Modern Relevance"
Panelists: David Hirsch, Partner, McGuireWoods
Anne Gearan, Partner, FGS Global
Ann Gittleman, Managing Director, Kroll
Lorin Reisner, Partner, Paul, Weiss, Rifkind, Wharton & Garrison
Mark Schonfeld, Partner, Gibson Dunn
Sam Waldon, Partner, WilmerHale
Securities Enforcement Forum D.C. 2026. November 17, 2026. The Mayflower Hotel. For more information, visit docketevents.com.
Read the Daily Update from Securities Docket for October 6, 2026. securitiesdocket.beehiiv.com…
"Financial Reporting & Accounting Fraud: A “Core” Enforcement Focus (and a New Unit!)"
Panelists:
Jason Flemmons, Senior Managing Director, Ankura Veronica Callahan, Partner, Arnold & Porter
George Demos, Director, Public Company Accounting Oversight Board (PCAOB)
Jennifer Leete, Partner, Cravath, Swaine & Moore
Matt Solomon, Partner, Cleary Gottlieb Steen & Hamilton
Securities Enforcement Forum D.C. 2026. November 17, 2026. The Mayflower Hotel. For more information, visit docketevents.com.
"SEC Practice: Evolving Best Practices in the Wells Process, Settlements and Investigations"
Panelists:
Daniel Hayes, Partner, Venable LLP
Ann Gittleman Walier, Managing Director, Kroll
Paul Helms, Partner, McDermott Will & Schulte
Kristy Littman, Partner, Willkie Farr & Gallagher LLP
Scott Mascianica, Partner, Bradley Arant Boult Cummings LLP
Securities Enforcement Forum Central 2026. October 1, 2026. The Ritz-Carlton, Chicago.
youtu.be/LCFW58V2hws?si=PcVi…
"Financial Firms: SEC Enforcement and Exams Priorities, Retailization of Private Funds, & Credit Disclosure and Fraud Risk"
Panelists:
Margaret Nelson, Partner, Foley & Lardner LLP
Andrew Coles, CPA, CFE, Partner, Resolution Economics
Michael Diver, Partner, Katten Muchin Rosenman LLP
Kurt Gottschall, Partner, Haynes and Boone, LLP
Shamoil Shipchandler, Chief Counsel, Charles Schwab
Securities Enforcement Forum Central 2026. October 1, 2026. The Ritz-Carlton, Chicago.
youtu.be/I_eluhX8da8?si=a-MA…
"Corporate Crisis Management: How to Handle a Major Internal Investigation and/or Whistleblower"
Panelists:
John Sikora, Partner, Latham & Watkins
Alexander Cohen, Partner, Armstrong Teasdale
Margot Laporte, Partner, Barnes & Thornburg LLP
Mark McGrath, Managing Director, Alvarez & Marsal
Junaid Zubairi, Partner, Vedder
Securities Enforcement Forum Central 2026. October 1, 2026. The Ritz-Carlton, Chicago.
youtu.be/4skYEWi-gWM?si=47xr…