@Invtools is proud to make the shortlist status for five different @RegTechInsight Awards USA 2024! Nominations: - Best Solution for Buy-Side Regulatory Compliance - Best Trade Surveillance Solution - Best Post-Trade Solution - Best Compliance as a Service Solution - Best Solution for Records Retention Why Investortools was nominated: 𝟮𝟰/𝟳 𝗣𝗲𝗮𝗰𝗲 𝗼𝗳 𝗠𝗶𝗻𝗱: Perform®’s always-on compliance engine integrates with automated trade allocation, eliminating compliance violations. 𝗖𝗼𝗻𝘀𝘁𝗮𝗻𝘁 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗥𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴: Robust pre- and post-trade reporting allows users to monitor the status of a portfolio or entire strategy at any time. Users can view all violations in a centralized dashboard, identifying events that might move a bond out of compliance, or which bonds are failing and why. 𝗢𝘂𝗿 𝗦𝗼𝗳𝘁𝘄𝗮𝗿𝗲, 𝗬𝗼𝘂𝗿 𝗧𝗲𝗿𝗺𝘀: Customizable strategies enable bespoke portfolios with tailored rule possibilities. Users can adhere to internal and external audit requirements, edit individual thresholds, and conduct continuous testing of compliance and strategy without overriding true compliance limits. 𝗥𝘂𝗹𝗲 𝗗𝗲𝘃𝗶𝗮𝘁𝗶𝗼𝗻 𝗧𝗿𝗮𝗰𝗸𝗶𝗻𝗴: All rule violations are meticulously tracked, capturing details such as the user, date, time, and reason for any deviation from the strategy. This ensures that recommended trades consistently pass compliance tests. 𝗖𝗼𝗺𝗽𝗿𝗲𝗵𝗲𝗻𝘀𝗶𝘃𝗲 𝗧𝗿𝗮𝗱𝗲 𝗛𝗶𝘀𝘁𝗼𝗿𝘆: Ticket rule justifications, manual allocation overrides, and trade allocation history are all recorded and stored within Perform®. These activity logs can be exported to document the reasoning behind automated bond distribution or the bypassing of rules, providing clear and comprehensive evidence for impartial allocation. Explore our nominations and how Investortools' supports compliance: bit.ly/3Ytb916