We are The Private Capital Markets Association. Leading the national voice for #PrivateCapitalMarkets & #ExemptMarket pros. https://xitter.cf/t.co/aHdY5U9Avm
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Joined September 2010
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PCMA Canada retweeted
LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms
Join the discussion as we take a deep dive into:
•Conflicts of Interest
•KYP, KYC & Suitability
When: Wed., Nov 24,
2:30 PM ET
Register in advance for this webinar: us06web.zoom.us/webinar/regi…
LIVE Online webinar: Compliance Minded Approach to Client Focused Reforms
Join the discussion as we take a deep dive into:
•Conflicts of Interest
•KYP, KYC & Suitability
When: Wed., Nov 24,
2:30 PM ET
Register in advance for this webinar: us06web.zoom.us/webinar/regi…
Thank you for joining our first ever DR Town Hall. We can’t wait to do it again! #privatecapital #businessdevelopment #investment
Final panel at DR live Town Hall: Shared Strategies & Successes you can still join:
podiummc.net/clients/pcma/24…
Final poll q: What medium could aid in more intra professional collaboration, whether it be shared successes, risk mitigation strategies,or sharing of data? See results 👇🏽
Join PCMA Live DR Town Hall:
podiummc.net/clients/pcma/24…
Talking now about: Suitability& Concentration Limits.
New Poll q: Alongside suitability assessment based on investor circumstance (KYC), be considered when exercising professional judgement? See results👇🏽
We’re now talking Client Statements & Standardization within Industry. Join the live DR Town Hall
podiummc.net/clients/pcma/24…
Check out the poll results on this q: How problematic is it currently to supply consolidated info to investors who have relied upon the OM exemption?
Our PCMA DR TOWN HALL is live! Join the live Town Hall:
podiummc.net/clients/pcma/24…
We are talking Bad Actor Impact! Check out the poll results on this question: What would be the most appropriate or impactful to aid in preventing or discouraging those who misappropriate funds?
Earn 2CE credits tomorrow, Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. DONT MISS IT!
pcmacanada.com/events/EventD…
Oct 20 LIVE webinar: An Educational collaboration for DRs by DRs. lnkd.in/ebMPAH5u #exemptmarket #privatecapital
DR Town Hall
“An educational collaboration for DRs, by DRs.”
Wed, Oct. 20
3:00pm ET
•Bad Actor Impact & Discussion
•Client Statements & Standardization within industry
•Suitability & Concentration Limits
•Shared Strategies &
Successes
Click to Reg:
lnkd.in/ebMPAH5u
PCMA Canada retweeted
OSC publishes Summary Report for Dealers, Advisors and Investment Fund Managers: bit.ly/2U6KcBD
PCMA Canada retweeted
The CSA will lead the creation of a new single enhanced self-regulatory organization for Canadian investors and the investment industry that will consolidate the functions of @IIROCinfo and @MFDA_News, and is committed to serving the public interest: bit.ly/3jyRuqL
The Private Investor Magazine, Summer 2021 digital Edition, LAUNCHED!
For a good time click: lnkd.in/eBVrVsA
#finance #magazine #business #privatecapital
PCMA Canada retweeted
Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan
ow.ly/opHH50FpRKA
