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The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.
Washington, D.C.
Joined November 2012
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State securities regulators are on the ground every day—protecting investors, stopping scams, and taking action when fraud strikes. 🎥Watch how state securities regulators protect Main Street investors:
youtu.be/P_YSkJcm4Fs?si=S2MO… 1/2
New episode: Real Life Regulators — The Nest Egg Nabber.
NASAA talks with the Washington State Securities Division about a financial adviser who exploited an elderly widow and stole from her nest egg.
Listen now: player.captivate.fm/episode/…
Be a part of NASAA’s inaugural Regulatory Systems and Services Symposium, Nov. 17–18 in Dallas. Read the release and register: bit.ly/NASAA-RSS26
The biggest conversations in securities regulation are happening next week.
Join regulators and industry leaders as they discuss emerging technologies, tokenization, prediction markets, and more.
📅 Oct. 4-6 📍 Chicago + Virtual
bit.ly/nasaa2026fall
#NASAA2026
From prevention and detection to reporting and intervention, experts discuss strategies for protecting older investors in NASAA's recorded webinar, Spotlight on Seniors: Navigating the Challenges of Combatting Elder Financial Exploitation.
Watch now: 🎥 youtu.be/TEt02wPg2Ls?si=KA_v…
Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 bit.ly/nasaa2026rss
How can regulators keep pace with innovation while protecting investors? Our #NASAA2026 panel, "Tokenized Securities: Reshaping Markets and Regulation?" explores the future of tokenization and oversight. 🔗 bit.ly/nasaa2026fall
🚨 NEW INVESTOR ALERT 🚨
That "easy money" work-from-home job could be a scam.
Our latest investor alert explains how money mule schemes work, the red flags to watch for, and how unsuspecting people can end up helping criminals move stolen funds.
🔗 bit.ly/DontBeAMule
NASAA announced that IARD system fees for state-registered investment adviser firms will remain waived through 2027. IAR set-up and annual fees remain unchanged at $15.
More: bit.ly/NASAAIARD2027 #IARD #InvestmentAdvisers #SecuritiesRegulation
NASAA retweeted
Lance McCardle presented “Securities Arbitration – A @PIABANews Perspective,” at @NASAA’s 2026 Corporation Finance Training. The event provides securities industry professionals/state regulators with reg updates, filing insights, & compliance education: fishmanhaygood.com/news/lanc…
How are changing regulations reshaping investor protections?
At the 2026 NASAA Fall Annual Meeting, experts will discuss investor remedies, arbitration, shareholder rights, and investor confidence in today's markets.
🔗 bit.ly/nasaa2026fall
Scammers never stop evolving, and neither should investor education.
This #NationalOnlineLearningDay, explore NASAA's Investor Alerts to learn the latest fraud trends, red flags, and tips to help protect your savings.
🔗 bit.ly/NASAA-investor-alerts
🚨 NASAA urges senators to vote NO on the Digital Asset Market Clarity Act.
NASAA today urged senators to vote NO on the Digital Asset Market Clarity Act unless critical investor and consumer protection concerns are addressed.
Read: bit.ly/NASAA-ClarityActNO
Real Life Regulators Talk Back is live on YouTube.
A former financial adviser. Over $1 million raised through unregistered promissory notes. One conversation that changed everything.
Watch now: youtu.be/xVjWPocsggw
#InvestorProtection #FinancialFraud
Bitcoin ATMs are almost everywhere.
Before using one, know the risks: fraud involving BTMs, crypto fees, hidden costs, and protections that may vary by jurisdiction.
📄 Read our latest investor alert to learn more. bit.ly/NASAA-BTMs-Alert
#CryptoScams #InvestorEducation
Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 bit.ly/nasaa2026rss
NASAA’s Fall Annual Meeting is where the future of securities regulation takes shape. 🎟️ Register now to attend in Chicago or join us online: bit.ly/nasaa2026fall
#NASAA #NASAA2026 #Securities #InvestorProtection #FinancialRegulation
🚨 Just Released: NASAA's latest investor alert warns about the rise of AI-powered investment scams.
Learn the red flags, how to protect yourself, and where to report suspected fraud.
🔗 bit.ly/NASAA-SpotAIScams
#InvestorProtection #ScamAlert #AI #FraudPrevention
🚨 PREMIERING NOW 🚨
"Don't Get Taken to the Cleaners" is live on YouTube.
A former financial adviser. Over $1 million raised through unregistered promissory notes. One conversation that changed everything.
Watch now: youtu.be/xVjWPocsggw
#InvestorProtection #FinancialFraud
NASAA retweeted
Received an unsolicited job offer via text? A wrong number? An unknown DM about your profile? It could be a scammer trying to lure you into a relationship investment scam.
Learn how to protect yourself:
investor.gov/RelationshipSca…
