The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/cons…
The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/cons…
With an estimated $18.4T of #ESG orientated assets now being managed globally, the #FCA is putting in place new #SustainabilityDisclosure Requirements and an investment labels regime: fca.org.uk/news/press-releas…
#sustainability #investmentmanagement
#FINRA has proposed a new rule that would allow #brokerdealers to use #projectedperformance in their marketing communications to #institutionalinvestors & qualified purchasers, such as #retirementplan investment fiduciaries.
finra.org/rules-guidance/rul…
#investmentmanagement @FINRA
The @CFAinstitute has published new definitions for #sustainablefinance terms to standardize terminology & enable #institutionalinvestors, regulators & participants to precisely communicate #ESGinvesting & #responsibleinvesting.
rpc.cfainstitute.org/-/media…
#ESG #assetmanagement
The White House & #DOL will unveil a new rule proposal requiring rollover advice to be in the best interest of the saver & apply a #bestinterest standard to advice #plansponsors receive about investments included in #401k & other plans.
Learn more: dol.gov/newsroom/releases/eb…
The #SEC adopted new Rule 10c-1a on Oct. 13 requiring increased disclosure from institutional #shortsellers and making public certain information in the #securitieslending market.
sec.gov/news/press-release/2…
#finreg #investmentmanagement
The #FCA is introducing new screening checks - requiring firms approving #financialmarketing for unregulated firms to demonstrate they have the necessary skills and expertise to approve adverts.
fca.org.uk/news/press-releas…
#finreg #investmentmanagement
It's official: The #SEC has adopted the #cybersecurityrule requiring registrants to disclose material #cybersecurity incidents and, on an annual basis, material info regarding their cybersecurity #riskmanagement, strategy and governance.
sec.gov/news/press-release/2…
#finreg
Following two successful pilots, the FCA's #DigitalSandbox will be made available permanently on 1 August 2023, opening up the platform to a broader range of innovative businesses, start-ups and data providers. Learn more: fca.org.uk/news/news-stories…
#FCA @TheFCA










